Job Description:
- To review and ensure the sales process for 3rd party products are conducted according to internal guidelines and MAS regulations.
- Client onboarding (Client Risk Scoring, and Name Screening) and to document the rationale/investigation findings
- Complete background checks and prepare case file (includingcorroboration against internal thresholds) for review by 2nd line as required
- Corroborate Source of Funds ("SOF") and Source of Wealth ("SOW") for High-Risk Customers ("HRC") for recommendation and approval.
- Coordinate between business units and Compliance department for AML matters
- To support PFA Operations and IT on daily BAU matters, besides the above as requested by the HOD.
Requirements:
- Some knowledge of AML and Financial Crimes.
- Some knowledge in Insurance / Unit trusts.
Kindly apply online or send your application to andylee@talentedge.com.sg
EA: 15C7572
ID: R1547641
