Job Purpose
To support the Head of Group Compliance Monitoring (GCM) in the oversight of the Bank’s Compliance Monitoring and Testing program. Responsible to ensure timely execution of the Bank’s Compliance testing program to assess compliance with regulations and policies through reviews across all the business/ support units within the Bank.
Key Responsibilities
Head Office Review
- Conduct compliance reviews activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.
- Conduct and supervise on compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.
- Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units.
- Assist Head, GCM on the progress of the execution of the technology/cybersecurity review.
- Collaborate with all functions of the Bank to ensure technology regulatory requirements.
Other Ancillary Functions
Attend to ad-hoc requests and other related matters as deemed necessary by the Head GCM.
